Doug ChiaSep 16, 2022SEC (finally) jumps into ESG fund fracasThe SEC has taken the first steps to create some much-needed semblance of order and structure in the ESG investment industry.
Doug ChiaAug 30, 2022Comment Letter: SEC Proposal on Investment Company NamesSEC comment letter on proposed rules on Investment Company Names.
Doug ChiaAug 16, 2022Comment Letter: SEC Proposals on ESG Fund Names and DisclosuresI support the Commission’s efforts to enhance the level and quality of disclosure required by funds that claim to invest based on ESG...