Doug ChiaApr 7COVID-19 Annual Meeting and SEC Disclosure Checklist and Best Practices Reference Guide ProxyAnalytics and SoundboardGovernance have published a COVID19 Annual Meeting & SEC Disclosure Checklist & Best Practices Reference Guide.
Doug ChiaJan 7SEC Proposes Auditor Independence Rule AmendmentsThe SEC says these proposed amendments also "would increase the number of qualified audit firms an issuer could choose from."
Doug ChiaDec 2, 2019Say it ain't so, Broc. Say it ain't so!A fond farewell to Broc Romanek, pillar of the corporate securities and governance community.
Doug ChiaSep 9, 2019The SEC's Proxy Advisory Firm GuidanceWhat really needs to happen is throwing sunshine on the funds that heavily rely on PAFs. That's where some novel disclosure requirements...
