Doug ChiaSep 16SEC (finally) jumps into ESG fund fracasThe SEC has taken the first steps to create some much-needed semblance of order and structure in the ESG investment industry.
Doug ChiaAug 30Comment Letter: SEC Proposal on Investment Company NamesSEC comment letter on proposed rules on Investment Company Names.
Doug ChiaAug 16Comment Letter: SEC Proposals on ESG Fund Names and DisclosuresI support the Commission’s efforts to enhance the level and quality of disclosure required by funds that claim to invest based on ESG...
Doug ChiaApr 16, 2020"I saw this on Facebook, so it must be..."Last week, I was asked about a meme on Facebook that 14 CEOs were tipped off by government officials about the imminent spread of Covid-19.
Doug ChiaApr 7, 2020COVID-19 Annual Meeting and SEC Disclosure Checklist and Best Practices Reference Guide ProxyAnalytics and SoundboardGovernance have published a COVID19 Annual Meeting & SEC Disclosure Checklist & Best Practices Reference Guide.
